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510(k) Regulations. Is there room for improvement? Sure...But Don’t Throw the Baby Out With the Bath Water

by Jack Dhuwalia
Jack Dhuwalia
Jack is an expert trouble-shooter specializing in the medical industry. He has b
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on Aug 01 in Regulatory Compliance 2 Comments

510k_productsThe recent Institute of Medicine (I of M) report brings an old idiom to life: “Don’t throw the Baby out with the Bath Water!” According to the IOM, “...The current process is untenable.”  I applaud that Dr. Jeff Shuren, Director, CDRH, FDA, has announced his support for the current 510(k) regulations to demonstrate “substantial equivalence” to a device on the market.

"If it ain't broke, don't fix it," is how I look at the 510(k) regulations. Is there room for improvement?  Yes. I have been bringing new 510(k) products to market since 1982, so I feel a responsibility to speak up.

The chief complaint I see with 510(k) devices is: “How risky devices such as hip implants could be allowed into market without human testing to prove safety and effectiveness, or why devices such as malfunctioning infusion pumps are allowed that put people’s life in danger?” These seem reasonable complaints to me.

There have been more than 46,490 510(k) devices “cleared” by the FDA since 1998 to May, 2010.  A study by Battelle Memorial Institute, September 2010, reported that 0.16%, or 1.6 per 1000, of such devices had Class I (most serious) recalls.  On the whole, devices cleared with 510(k) process have had a very good safety record.

Let’s look at the 510(k) clinical data requirement

Currently, about 10% of the 510(k) submissions require clinical data for low-moderate risk devices.  Typically, 30 or so patients are required to participate.  It is my opinion, such testing might only uncover a major safety or effectiveness concern, if any, yet it is unlikely to uncover smaller risk that might be 0.1% or even 1%.
Smaller percentages such as 0.1% may not show up unless one tests 3000 patients. Besides, evaluating effectiveness becomes tricky; problems may not show-up until years later. 

My conjecture is for devices, such as selected implant applications, might require clinical data to support a 510(k). On the other hand, hopefully FDA will not bump these devices to go the Premarket Approval (PMA) route which usually takes many more years and potentially adds millions of dollars to introduce the product in the USA. Most small start-ups that make up over 80% of medtech companies in the USA (Dr. Makeover report, Stanford University, November 2010) are likely to give up if the device requires a PMA.

Yes, public health is important.  Question is whether perceived safety concerns justify keeping new products/technologies from American Public?
       
Jack Dhuwalia
© 2011

About the author

Jack Dhuwalia

Jack is an expert trouble-shooter specializing in the medical industry. He has been problem-solving in R&D, manufacturing, regulatory and quality areas. Since 1992, he co-founded JD Consulting, a firm specializing in the medical industry including: devices, in vitro diagnostic devices, biologics and drugs.

Jack has expertise in design control, risk management, root cause analysis and CAPA. He teaches a graduate-level medical products life-cycle class at UCI. He is a guest lecturer at USC on quality and regulatory issues. He is a published author and has spoken on Root Cause Analysis and CAPA during FDA-OCRA events. He enjoys sharing his knowledge and public speaking.

He has served as the Membership Chair for the Orange Empire Section of ASQ and was on the executive board of OCRA, a professional organization for quality / regulatory affairs.

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Jack Dhuwalia
Jack Dhuwalia
Jack is an expert trouble-shooter specializing in the medical industry. He has b
User is currently offline
Jack Dhuwalia Wednesday, 17 August 2011 Reply

RE: Excuse me

David, Thanks for bringing this to my attention. I'll find out where I got the phrase and I'll provide the correct citation. Jack

Jack Dhuwalia
Jack Dhuwalia
Jack is an expert trouble-shooter specializing in the medical industry. He has b
User is currently offline
Jack Dhuwalia Wednesday, 17 August 2011 Reply

Corrected source of information

"The current process ... is untenable" was reported in smartabouthealth.com http://smartabouthealth.net/health/2011/07/30/report-suggests-new-approval-process-for-medical-devices/ on July 30, 2011. The complete quote is “A new report by the Institute of Medicine recommended a complete overhaul of the regulatory framework that reviews new medical devices for approval, arguing that the current 501(k) approval process is untenable and that the Food and Drug Administration needs a better way in which to determine both the safety and the effectiveness of a new device.”

Since then the word “untenable” has been used in the article “Medical Devices, Balancing Regulation and Innovation “ in the New England Journal of Medicine’s editorial comment on the recent I of M report. Their quote was “First, the use of 510(k) clearance for class III devices should stop, as Congress made clear 20 years ago. A substantial equivalence standard for clearance of such complex devices is untenable.” http://healthpolicyandreform.nejm.org/?p=15108.

The I of M report continues to be commented on as recently as August 16, 2011 in MEDCITY http://www.medcitynews.com/2011/08/fdas-510k-program-unfixable-new-england-journal-of-medicine-agrees/.

I believe that the "untenable" phrase captures the essence of the I of M report. I identified the source incorrectly. I regret my error.

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